SUMMARY

Wendy Montano has served as Global Compliance Director since 2021. In this capacity, she leads and oversees the firm’s international compliance operations, ensuring adherence to evolving global standards in anti-money laundering (AML) and know-your-client (KYC).

Mrs. Montano brings a unique interdisciplinary perspective to her role. Her engineering background enhances her ability to design and implement efficient, scalable compliance systems and internal controls that meet the complex demands of cross-border regulation and risk management.

She plays a key role in the development of the firm’s compliance policies, supervises risk assessments, and ensures consistent application of regulatory protocols across jurisdictions. Her work includes close collaboration with client service teams, legal professionals, and financial institutions to support seamless onboarding and monitoring processes.

She frequently participates in firmwide initiatives aimed at promoting a culture of compliance and delivering training on regulatory changes and best practices.